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List of All Articles with Tag 'sec'

US SEC fines 9 investment firms over marketing rule failures
US SEC fines 9 investment firms over marketing rule failures
WASHINGTON The U.S. Securities and Exchange Commission on Monday ordered nine investment advisory firms to pay a combined
2023-09-12 05:51
The MGM Resorts website is offline due to a cybersecurity issue
The MGM Resorts website is offline due to a cybersecurity issue
MGM Resorts has shut down some of its systems as a result of a "cybersecurity issue," according to a company social media post on Monday.
2023-09-12 04:26
Thodex cryptocurrency boss jailed for 11,196 years in Turkey for fraud
Thodex cryptocurrency boss jailed for 11,196 years in Turkey for fraud
Faruk Fatih Ozer was found guilty of defrauding millions of dollars from investors in his collapsed Thodex platform.
2023-09-08 21:54
SEC probes Ryan Cohen's ownership, surprise sale of Bed Bath & Beyond shares - WSJ
SEC probes Ryan Cohen's ownership, surprise sale of Bed Bath & Beyond shares - WSJ
(Reuters) -The U.S. Securities and Exchange Commission (SEC) is investigating billionaire Ryan Cohen's ownership and surprise sale of Bed Bath
2023-09-08 06:19
Cathie Wood's ARK Invest files for first US spot-ether ETF
Cathie Wood's ARK Invest files for first US spot-ether ETF
Cathie Wood's Ark Invest and crypto investment firm 21Shares are seeking regulatory approval to set up an exchange-traded
2023-09-07 04:18
US SEC set to approve new fee rules on trading market data system
US SEC set to approve new fee rules on trading market data system
Wall Street's top regulator on Wednesday was set to approve new rules on funding a market surveillance system
2023-09-06 22:26
US securities regulator charges 5 investment advisers with custody rule violations
US securities regulator charges 5 investment advisers with custody rule violations
NEW YORK The U.S. Securities and Exchange Commission on Tuesday said it has charged five investment adviser firms
2023-09-06 03:22
Prime Group agrees to pay $20.5 million to settle US SEC charges
Prime Group agrees to pay $20.5 million to settle US SEC charges
NEW YORK Prime Group Holdings LLC, a private equity firm based in Saratoga Springs, New York, has agreed
2023-09-05 22:57
Commerce secretary says US has 'open lines of communication' with China
Commerce secretary says US has 'open lines of communication' with China
The economic relationship between the US and China is mutually beneficial and opening lines of communication is key to maintaining it, US Commerce Secretary Gina Raimondo told CNN's Dana Bash on Sunday.
2023-09-03 21:46
U.S. Judge approves payouts from Elon Musk's SEC settlement
U.S. Judge approves payouts from Elon Musk's SEC settlement
By Jonathan Stempel NEW YORK A federal judge on Friday authorized the payout of $41.53 million to investors
2023-09-02 03:15
US private funds industry sues securities regulator over new rules
US private funds industry sues securities regulator over new rules
By Carolina Mandl NEW YORK (Reuters) -Six private equity and hedge fund trade groups on Friday sued the U.S. Securities
2023-09-02 02:18
Cybersecurity firms CrowdStrike, Okta shares jump after better-than-expected earnings
Cybersecurity firms CrowdStrike, Okta shares jump after better-than-expected earnings
By Chibuike Oguh NEW YORK Shares of CrowdStrike Holdings Inc and Okta Inc each gained more than 10%
2023-09-01 03:59
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