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List of All Articles with Tag 'sec'

Citadel Securities explores China licence as Beijing steps up market-making program
Citadel Securities explores China licence as Beijing steps up market-making program
By Selena Li and Summer Zhen HONG KONG Citadel Securities, one of the world's biggest market-making firms, is
2023-11-13 15:59
US court tells SEC to fix 'defective' share buyback rule
US court tells SEC to fix 'defective' share buyback rule
Wall Street's top regulator must correct "defects" in a new rule on share buybacks adopted earlier this year,
2023-11-01 23:50
U.S. SEC chairman makes pitch for climate rule to corporate group
U.S. SEC chairman makes pitch for climate rule to corporate group
By Douglas Gillison and Isla Binnie WASHINGTON Establishing rules for U.S. companies to follow when reporting their impacts
2023-10-26 22:47
US SEC enforcement penalties fell in FY2023 even as industry bars rose -official
US SEC enforcement penalties fell in FY2023 even as industry bars rose -official
By Chris Prentice WASHINGTON The U.S. Securities and Exchange Commission (SEC) levied $5 billion through enforcement actions and
2023-10-26 00:45
US SEC will go to court if someone is 'playing games' during probes -official
US SEC will go to court if someone is 'playing games' during probes -official
WASHINGTON A top U.S. Securities and Exchange Commission official on Wednesday said the SEC will turn to courts
2023-10-26 00:20
US and Gulf nations target 'secret' Hamas investment portfolio worth up to $1 billion
US and Gulf nations target 'secret' Hamas investment portfolio worth up to $1 billion
The United States along with some Middle Eastern nations are stepping up efforts to target a "secret" Hamas investment portfolio government officials believe to be worth up to $1 billion.
2023-10-25 06:24
BlackRock to pay $2.5 million penalty after SEC disclosure charges
BlackRock to pay $2.5 million penalty after SEC disclosure charges
The U.S. Securities and Exchanges Commission on Tuesday said it had charged BlackRock Advisors LLC with "failing to
2023-10-25 04:52
Tyson, one of the biggest meat producers, is investing in insect protein
Tyson, one of the biggest meat producers, is investing in insect protein
Tyson, a major US producer of beef, pork and chicken, is betting on protein that comes from insects.
2023-10-20 18:57
SEC dropping claims against ripple executives - court filing
SEC dropping claims against ripple executives - court filing
The U.S. Securities and Exchange Commission is dismissing aiding and abetting claims against Ripple Labs executives in its
2023-10-20 04:51
Foreign holdings of US Treasuries in August hit highest since December 2021 -data
Foreign holdings of US Treasuries in August hit highest since December 2021 -data
By Gertrude Chavez-Dreyfuss NEW YORK Foreign holdings of U.S. Treasuries in August rose to their largest level since
2023-10-19 05:51
US SEC set to propose limits on brokerage trading rebates
US SEC set to propose limits on brokerage trading rebates
Wall Street's top regulator on Wednesday is set to propose new regulations officials say should level the playing
2023-10-18 22:21
Citadel Securities, trade body sue US SEC over 'consolidated audit trail'
Citadel Securities, trade body sue US SEC over 'consolidated audit trail'
Citadel Securities and the American Securities Association, a trade group, announced on Tuesday that they are suing Wall
2023-10-18 06:25
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