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List of All Articles with Tag 'sec'

SPAC seeking to merge with Trump's Truth Social media company settles with the SEC
SPAC seeking to merge with Trump's Truth Social media company settles with the SEC
The Securities and Exchange Commission announced Thursday that it settled with the blank-check company seeking to merge with former President Donald Trump's media company.
2023-07-21 08:46
SPAC that plans to merge with Trump Media settles SEC charges of fraud
SPAC that plans to merge with Trump Media settles SEC charges of fraud
WASHINGTON The U.S. Securities and Exchange Commission said on Thursday that Digital World Acquisition Corporation, a special purpose
2023-07-21 06:54
Fintech lenders tighten lending standards, bolstering debt financing
Fintech lenders tighten lending standards, bolstering debt financing
By Hannah Lang and Matt Tracy U.S. financial technology companies are tightening their lending standards, a move that
2023-07-19 23:53
Private equity firm One Equity investigated by SEC - WSJ
Private equity firm One Equity investigated by SEC - WSJ
The U.S. Securities and Exchange Commission is investigating private equity firm One Equity over communications with investors, the
2023-07-19 08:26
Elizabeth Warren asks SEC to investigate Tesla
Elizabeth Warren asks SEC to investigate Tesla
Democratic Senator Elizabeth Warren asked the SEC to investigate Tesla and its board of directors to determine whether they violated securities laws after CEO Elon Musk took over Twitter last year.
2023-07-18 02:21
US SEC developing rules on AI 'conflicts of interest'
US SEC developing rules on AI 'conflicts of interest'
WASHINGTON Wall Street's top regulator is developing rules to govern the use of artificial intelligence on trading platforms,
2023-07-18 01:25
Crypto scores a key legal victory in long-running regulatory feud
Crypto scores a key legal victory in long-running regulatory feud
The crypto industry notched a crucial win in its battle with regulators Thursday when a judge ruled that Ripple Labs did not violate federal securities law by offering its XRP token on public exchanges — undermining a key argument made by the Securities and Exchange Commission.
2023-07-14 21:57
SEC fines Cantor Fitzgerald over repeated failure to identify large traders
SEC fines Cantor Fitzgerald over repeated failure to identify large traders
The U.S. Securities and Exchange Commission has fined Cantor Fitzgerald $1.4 million over the company's repeated failure to
2023-07-14 21:24
Celsius Network founder arrested, charged with fraud, US prosecutor says
Celsius Network founder arrested, charged with fraud, US prosecutor says
(Reuters) -Alex Mashinsky, the founder and former CEO of bankrupt cryptocurrency lender Celsius Network, was arrested and charged with fraud,
2023-07-13 21:58
US SEC scraps contentious pricing proposal in final money market fund reforms
US SEC scraps contentious pricing proposal in final money market fund reforms
By John McCrank NEW YORK The U.S. Securities and Exchange Commission on Wednesday finalized rules aimed at increasing
2023-07-13 05:51
Explainer-Why is the U.S. SEC reforming money market funds?
Explainer-Why is the U.S. SEC reforming money market funds?
By Michelle Price WASHINGTON The U.S. Securities and Exchange Commission (SEC) on Wednesday finalized long-awaited regulations to improve
2023-07-13 00:59
Cboe exchange to partner with Coinbase on bitcoin market surveillance in ETF push
Cboe exchange to partner with Coinbase on bitcoin market surveillance in ETF push
By John McCrank NEW YORK Exchange operator Cboe Global Markets on Tuesday filed amended applications to list and
2023-07-12 16:54
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